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High – order anharmonic effective potentials and EXAFS cumulants of Nickel crystal by quantum perturbation theory

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High-order anharmonic effective potentials and four EXAFS cumulants have been studied taking into account the influence of the nearest neighbors of absorbing and backscattering atoms by Analytical expressions of th quantum potential expanded in the fourth order which influences from the 4thcumulants. Numerical results for Ni are found to be in good a experiment and the classical theory.

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Nội dung Text: High – order anharmonic effective potentials and EXAFS cumulants of Nickel crystal by quantum perturbation theory

No.07_March<br /> March 2018|Số 07– Tháng 3 năm 2018|p.102-107<br /> <br /> TẠP CHÍ KHOA HỌC ĐẠI HỌC TÂN TRÀO<br /> ISSN: 2354 - 1431<br /> http://tckh.daihoctantrao.edu.vn/<br /> <br /> High – order anharmonic effective potentials and EXAFS cumulants of Nickel<br /> crystal by quantum perturbation theory<br /> Tong Sy Tiena*; Nguyen Tho Tuanb;Nguyen Van Namb<br /> a<br /> <br /> University of fire fighting & prevention<br /> Hong Duc University<br /> *<br /> Email: tongsytien@yahoo.com<br /> b<br /> <br /> Article info<br /> <br /> Abstract<br /> <br /> Recieved:<br /> 15/01/2018<br /> Accepted:<br /> 10/3/2018<br /> <br /> High-order<br /> order anharmonic effective potentials and four EXAFS cumulants have<br /> been studied taking into account the influence of the nearest neighbors of<br /> absorbing and backscattering atoms by the anharmonic correlated Einstein model<br /> model.<br /> Analytical expressions of these<br /> th<br /> quantities have calculated based on the<br /> quantum<br /> quantum-statistical<br /> perturbation theory derived from a Morse interaction<br /> potential expanded in the fourth order which influences from the 2ndto the<br /> 4thcumulants. Numerical results for Ni are found to be in good aagreement with<br /> experiment and the classical theory.<br /> theory<br /> <br /> Keywords :<br /> EXAFS cumulants;<br /> quantum perturbation<br /> theory;Nickel crystals.<br /> <br /> 1. Introduction<br /> Extended X-ray<br /> ray Absorption Fine Structure<br /> (EXAFS) has been developed into apowerful<br /> technique for providing information on the local<br /> atomic structure and thermodynamic parameters of<br /> the substances [5, 6]. At anyy temperature the position<br /> of the atoms and interatomic distances are changed<br /> by thermal vibrations. For a two-atomic<br /> atomic molecule,<br /> the EXAFS cumulants can be expressed as a function<br /> of the force constant of the one-dimensional<br /> one<br /> interaction bare potential [1, 4].<br /> ]. For many-atomic<br /> many<br /> systems, like crystals, the EXAFS cumulants are<br /> often connected to the force constants of a oneone<br /> dimensional effective pair potential using the same<br /> relation as for a two-atomic<br /> atomic molecule. However, the<br /> connection between EXAFS cumulants and<br /> an physical<br /> properties of many-atomic<br /> atomic systems is still a matter<br /> mat<br /> of debate, in particular with reference to the meaning<br /> of the effective potential [5, 9].<br /> ]. The anharmonic<br /> effective potential expanded to the 3rd order and<br /> three EXAFS cumulants have been calculated<br /> calc<br /> [6, 9].<br /> Experimental EXAFS results have been analyzed by<br /> the cumulant expansion approach [4] up to the<br /> <br /> 102<br /> <br /> 4thorder, where the parameters of the interatomic<br /> potential of the system are still unknown [1<br /> [10].<br /> The purpose of this work is following [10] to<br /> develop an analytical method for calculation of the<br /> high-order<br /> order anharmonic effective potentials, local force<br /> constants, and the first four cumulants of a<br /> monoatomic<br /> <br /> Nickel<br /> <br /> crystalsystem.<br /> <br /> Analytical<br /> <br /> expressions for parameters of high<br /> high-order anharmonic<br /> effective<br /> ve potential and local force constant of the<br /> system have been derived based on the structure of a<br /> small cluster of immediate neighboring atoms<br /> surrounding absorber and backscatterer, and the Morse<br /> potential characterizing the interaction between a pair<br /> of atoms. Analytical expressions of the first four<br /> EXAFS cumulants have been derived based on<br /> quantum statistical method [1, 6, 8].<br /> <br /> 2. Formalism<br /> 2.1. EXAFS and cumulants<br /> The thermal average of the EXAFS oscillation<br /> function for a single shell is described by<br /> <br />  (k )  A(k )Im ei (k ) e2ikr  ,<br /> <br /> (1)<br /> <br /> T.S.Tien et al / No.07_March2018|p.102-107<br /> <br /> where r is the bond length between X-ray<br /> absorbing and backscattering atoms, k is the<br /> photoelectron wave number,  ( k ) is the total phase<br /> <br /> A Morse potential is assumed to describe the<br /> interatomic interaction and expanded in the fourth<br /> order around its minimum as follows<br /> <br /> V ( x)  D  e2 x  2e x <br /> <br /> shift, A(k) is the real amplitude factor, and  <br /> denotes the thermal average.<br /> In order to evaluate<br /> <br /> e2ikr we use the cumulant-<br /> <br /> n<br /> <br /> 2ik  ( n ) <br /> <br />  exp  2ikr0  <br />   , (2)<br /> n!<br /> n<br /> <br /> <br /> <br /> where r0 is the distance at the potential minimum<br /> and  ( n ) are the cumulants.<br /> A usual EXAF analysis deals with the cumulants up<br /> to the third or the fourth order, which are related to the<br /> moments of the distribution function such as [4, 10]<br /> <br /> R  r  r0   (1) ; (3)<br /> 2<br /> <br />  ( 2) <br /> <br /> r  R<br /> <br />  (3) <br /> <br /> r  R<br /> <br />  (4) <br /> <br /> 3<br /> <br /> r  R <br /> <br /> 4<br /> <br /> In the case of relative vibrations of absorbing (A)<br /> and backscattering (B)atoms, including the effect of<br /> correlation and with taking into account only the<br /> nearest neighbor interactions [6], the effective pair<br /> potential is given by<br /> <br /> <br /> <br /> MM<br /> Veff V(x)   V i xRˆABRˆij , i  A B<br /> MA MB<br /> iAB<br /> , jAB<br /> ,<br />  Mi<br /> <br /> <br /> 1   1  1 <br /> V(x)4V(0)2V x8V x8V x,<br /> 2   4  4 <br /> (9)<br /> <br /> ; (5)<br /> <br /> where MA and MB are masses of absorbing (A) and<br /> (2) 2<br /> <br /> <br /> <br /> ;<br /> <br /> (6)<br /> <br /> By analyzing experimental EXAFS spectra of<br /> well-established procedures, one obtains structural<br /> parameters such as<br /> <br /> where  describes the width.of the potential, and<br /> D is the dissociation energy.<br /> <br /> ; (4)<br /> <br />  3 <br /> <br /> (1)<br /> <br /> ,<br /> 7<br /> D 4 x 4<br /> 12<br /> <br /> (8)<br /> <br /> expansion approach [4] to obtain<br /> <br /> e 2ikr<br /> <br />   D  D 2 x 2  D 3 x3 <br /> <br /> (2)<br /> <br /> (3)<br /> <br /> R,  ,  ,  , <br /> <br /> (4)<br /> <br /> and N<br /> <br /> backscattering (B)atoms, Rˆ is a unit vector, the sum i<br /> is over absorber (i = A) and backscatterer (i = B), the<br /> sum j is over all near neighbors. The first term on the<br /> right concerns only absorbing and backscattering<br /> atom, the remaining sums extend over the remaining<br /> <br /> as the atomic number of a shell, where the second<br /> <br /> immediate neighbors.<br /> <br /> cumulant  ( 2 ) is equal to the Debye-Waller factor<br /> <br /> Nickel crystals have a face centered cubic (f.c.c)<br /> structure. Considering the f.c.c structure of the nearest<br /> <br /> (DWF)  2 .<br /> 2.2. High-order anharmonic effective potential<br /> To determine thermodynamic parameters of a<br /> system it is necessary to specify and force constant.<br /> Let us consider a monoatomic system with<br /> anharmonic interatomic potential V(r) described by<br /> <br /> Veff ( x ) <br /> <br /> 1<br /> k eff x 2  k3 x 3  k 4 x 4 ,<br /> 2<br /> <br /> neighbors of the absorbing and backscattering atoms<br /> and the Morse potential in Eq. (8), the anharmonic<br /> effective potential Eq. (9) is resulted as<br /> <br /> 5<br /> 5<br /> 133 4 4<br /> Veff (x)  D 2 x2  D 3x3 <br /> x,<br /> 2<br /> 4<br /> 192<br /> (10)<br /> <br /> x  r  r0 ,<br /> <br /> (7)<br /> <br /> k<br /> <br /> where eff is effective local force constant, k3 and<br /> k4 are parameters given the asymmetry of potential<br /> <br /> r<br /> <br /> due to including the anharmonicity, r and 0 are<br /> instantaneous and equilibrium bond lengths,<br /> respectively.<br /> <br /> Comparing Eq. (10) to Eq, (7) we determine the<br /> effective local force constant keffand the anharmonic<br /> parameters k3 and k4 as follows<br /> <br /> 5<br /> keff  5D2, k3  D3,<br /> 4<br /> <br /> k4 <br /> <br /> 133 4<br /> D ,<br /> 192<br /> <br /> (11)<br /> 2.3. Determination of EXAFS cumulants<br /> <br /> 103<br /> <br /> T.S.Tien et al / No.07_March2018|p.102-107<br /> <br /> Let us recall the formalism of thermal averages<br /> within quantum statistical perturbation theory [8]. A<br /> quantum-statistical Hamiltonian is assumed to be<br /> given by<br /> <br /> H  H0  H ',<br /> <br /> (12)<br /> <br /> keff<br /> 2 d2 1 2 2<br /> 1<br /> H0 <br />  Ex , E <br /> ,   m, (13)<br /> 2<br /> 2 dx 2<br /> <br /> 2<br /> is the nonperturbed Hamiltonian whose<br /> Schrodinger equation is solved exactly and gives<br /> <br />  n  nE and eigenfunction n<br /> <br /> , m is<br /> <br /> which have the following properties<br /> <br /> Using the above results for correlated atomic<br /> vibrations and the procedure depicted by Eqs. (16),<br /> (19), (20), as well as the first-order thermodynamic<br /> perturbation theory, we calculated the cumulants.<br /> For the even cumulants  2 and  ( 4 ) , all the terms<br /> in Eq. (16) should be evaluated while the odd cumulant<br /> (16). The consequent expressions are resulted as<br /> <br /> 5<br /> 133<br /> H '   D 3 x3 <br /> D 4 x 4 ,(14)<br /> 4<br /> 192<br /> A thermal average of a certain physical quantity<br /> <br /> M is given exactly by using the density matrix as<br /> <br />  (1)  x <br /> <br /> 2<br /> <br /> and<br /> <br /> n<br /> <br /> 2<br /> <br /> 133 2 E2<br />  1 z <br /> <br /> <br /> 2 2<br />  1  z  16000 D <br /> 133 3 E3<br /> z (1  z )<br /> <br /> <br /> 2 2<br /> 8000 D  k BT (1  z )3<br /> <br /> <br /> the nonperturbed system, from Eq.(15) it is given by<br /> <br /> zn  zn<br /> n M n n H n<br /> n,n  n  n<br /> <br /> <br /> <br /> (16)<br /> <br /> n<br /> <br /> The partition function of the nonperturbed system<br /> Z0has the form as<br /> Z0  Tre  H0   n e H0 n   z n <br /> n<br /> <br /> 1 (17)<br /> 1 z<br /> <br />  E <br /> <br /> ze<br /> <br /> e<br /> <br /> <br /> <br /> E<br /> T<br /> <br /> <br /> , E  E<br /> kBT<br /> <br /> ,<br /> <br /> (18)<br /> <br /> Atomic vibrations are quantized in terms of phonons,<br /> and anharmonicity is the result of phonon-phonon<br /> interaction, that is why we express x in terms of annihilation<br /> and creation operators aˆ<br /> <br /> 104<br /> <br /> and aˆ  respectively as<br /> <br /> 2<br /> <br /> 2<br /> <br /> 3<br /> <br /> 3<br /> <br /> 1  10 z  z 2 1197  E   1  z <br /> <br /> <br /> <br /> <br /> <br /> 2 3<br /> 200D <br /> (1  z )2<br /> 640000 D3 3  1  z <br /> 4<br /> <br /> <br /> <br /> are expressed as<br /> <br /> 2k3 04 1  10 z  z 2 54k3k4 06  1  z <br /> <br /> <br /> <br /> keff<br /> (1  z)2<br /> k 2eff  1  z <br /> <br /> 216k3k4 08 z 1  z <br /> <br /> <br /> keff kBT<br /> (1  z)4<br /> <br /> where the temperature parameter z and Einstein<br /> <br />  nE<br /> <br /> 3<br /> <br />  x3  3 x2 x  2 x<br /> <br /> 3<br /> <br />  (1 z)2  zn n M n  zn n H n<br /> <br /> E<br /> <br /> 3<br /> <br /> <br /> <br /> 2<br /> <br />  1 z <br /> <br /> <br />  1  z  (22)<br /> <br />  x3  3 x 2 x<br /> <br />  (1 z)<br /> <br /> temperature<br /> <br />  E<br /> 10 D 2<br /> <br />  (3)   x  x<br /> <br /> n<br /> <br /> 2<br /> <br /> 4<br /> 6<br /> 1 z  6k40  1 z  24k40 z(z 1)<br />  <br /> <br /> <br /> <br />  <br /> kBT (1 z)3<br /> 1 z  keff  1 z <br /> <br /> for<br /> <br /> M  ( 1 z)zn n M n<br /> <br /> (21)<br /> <br /> 2<br /> 0<br /> <br /> where z is the partition function, kB is Boltzmann<br /> constant.<br /> On performing the integral using n<br /> <br /> 3k3 02  1  z  3E  1  z <br /> <br /> <br /> <br /> <br /> keff  1  z  40D  1  z <br /> <br />  2   x  x   x2  x  x2<br /> <br /> 1<br /> 1 , (15)<br />  H H '<br />  H H '<br /> M  TrMe  0  , Z Tre  0  ,  <br /> Z<br /> kBT<br /> <br /> n<br /> <br /> E , (19)<br /> 2keff<br /> <br />  (1) and  (3) requires only the second term in Eq.<br /> <br /> atomic mass, and perturbation term is<br /> <br /> n<br /> <br /> nˆ  aˆ  aˆ ,  0 <br /> <br /> [aˆ , aˆ] 1, aˆ n  n 1 n 1 , aˆ n  n n 1 ,(20)<br /> <br /> where<br /> <br /> eigenvalue<br /> <br /> x   0 (aˆ   aˆ ),<br /> <br /> 1197  E <br /> z 1  z <br /> <br /> 3 3<br /> 320000 D  kBT (1  z )4<br /> <br /> 2<br /> <br /> (23)<br /> <br /> 2<br /> <br /> 2<br /> <br /> 2<br /> <br /> 2<br /> <br />  (4)  x4 12 x2 x  3 x2  4 x3 x  6 x<br /> <br /> 4<br /> <br />  x4 12 x2 x  3 x2  4 x3 x<br /> <br /> <br /> 3k3206 (z 1)(5 104z  5z2 ) 360k3208 z2<br /> <br /> 2<br /> (1 z)3<br /> keff kBT (1 z)4<br /> k <br /> eff<br /> <br /> <br /> <br /> 6k406 (z 1)(1 8z  z2 ) 144k408 z2<br /> <br /> keff<br /> (1 z)3<br /> kBT (1 z)4<br /> <br /> T.S.Tien et al / No.07_March2018|p.102-107<br /> <br /> <br /> <br /> <br />  E <br /> <br /> 3<br /> <br /> (z 1)(17  2056z 17z2 )<br /> (24)<br /> 160000D3<br /> (1 z)3<br /> <br /> 4<br /> <br /> 51 E <br /> <br /> 4<br /> <br /> z2<br /> 40000D  kBT (1 z)4<br /> 3<br /> <br /> 4<br /> <br /> Note that comparing to the results of the<br /> anharmonic,correlated Einstein model [6], our 1st<br /> cumulant have the same values as Eq. (21). But the 2nd<br /> and 3rd cumulantsare different from theterms on the<br /> right hand site of Ẹqs. (22) and (23) due to taking k4, it<br /> will vanish when k4 is neglected, the 4th cumulant is<br /> defined by Eq. (24) appears due to not only, but also<br /> k3 in our potential in Eq. (10).<br /> 3. Results and discussion<br /> Now we apply the expressions derived in the<br /> previous section to numerical calculations for Nickel<br /> crystal.<br /> Table 1.Calculated values<br /> <br /> D,  , keff , E ,  E for<br /> <br /> b)<br /> Figure 1:a)<br /> a) Calculated anharmonic effective<br /> potential in comparison to calculated by the ACEM<br /> procedure [7] and the experimental results [3], b)<br /> Temperature dependence of calculated 1stcumulant of<br /> the rst shell of Ni compared to the classical<br /> procedure [2] and the experimental results [3].<br /> <br /> Ni compared to experiment.<br /> <br /> Its Morse potential parameters have been<br /> calculated [5]] and they are used for our calculation of<br /> the force constant<br /> temperature<br /> <br /> k eff , Einstein frequency E and<br /> <br />  E . The results are given in Table 1 and<br /> <br /> a)<br /> <br /> are compared to experimental values [3].<br /> [<br /> <br /> b)<br /> a)<br /> <br /> Figure 2: Temperature dependence of calculating<br /> 2 and 3rd cumulants of the rst shell of Ni compared<br /> to the classical procedure [2] and the experimental<br /> results [3].<br /> nd<br /> <br /> 105<br /> <br /> T.S.Tien et al / No.07_March2018|p.102-107<br /> <br /> effective potential<br /> slightly<br /> influences<br /> from the<br /> The which<br /> calculated<br /> anharmonic<br /> effective<br /> nd<br /> th<br /> 2 topotential<br /> the 4 cumulants.<br /> for Ni is represented in Figure. 1a)<br /> The<br /> showing<br /> good agreement<br /> an asymmetry<br /> of our calculated<br /> of the effective<br /> values with<br /> experiment<br /> potential<br /> denotes<br /> due the<br /> to including<br /> efficiency anharmonicity.<br /> and reliability ofItthe<br /> present<br /> shows<br /> procedure<br /> a good<br /> as agreement<br /> well as by applying<br /> with experimental<br /> the effective<br /> potential<br /> valusmethod<br /> [3] and<br /> in the<br /> reasonable<br /> EXAFS agreement<br /> data analysis.<br /> with the<br /> ACEM procedure [7] and the influence of<br /> Acknowledgements<br /> high-order<br /> order terms. Figure. 1b) illustrates the<br /> The author thanks<br /> Prof. Dr. Nguyen Van Hung and<br /> calculated 1st cumulant agreeing well with<br /> Assoc. Prof. Dr Nguyen Ba Duc for useful comments.<br /> experimental results [3] and compared to the<br /> classical procedure deducted<br /> from the<br /> measured Morse<br /> REFFRENCES<br /> <br /> Figure 3:Temperature<br /> Temperature dependence of calculated 4th<br /> cumulant of the rst shell of Ni compared to classical 1. A. I. Frenkel and J. J. Rehr, Thermal expansion<br /> procedure [2] and to experimental results [3].<br /> and x-ray-absorption fine-structure<br /> structure cumulants, Phys.<br /> potential parameters [5].<br /> ]. Figure. 2 represents the Rev. B48, 1993, 585 – 588;<br /> calculated 2nd or DWF and 3rd cumulants of Ni. The<br /> above calculated<br /> ed results for the cumulant agree well to<br /> classical procedure [2] and to experimental results [3].<br /> Figure. 3. Shows the calculated 4th cumulant for Ni<br /> compared to classical procedure [2] and to<br /> experimental results [3]. This quantity is very small<br /> even at 650K. A small difference of this procedure<br /> resulted from the one of the anharmonic correlated<br /> Einstein model at high temperatures appears<br /> ap<br /> due to<br /> including the 4thorder in expansion<br /> pansion of potentials<br /> Eqs.(8) and (10)<br /> The temperature dependences of all cumulants<br /> cumulan<br /> calculated by the present theory satisfies all their<br /> fundamental properties in temperature dependence, i.<br /> e., they contain zero-point<br /> point contribution at low<br /> st<br /> temperature, the the 1 and 2nd cumulants are linearly<br /> proportional to the temperature T, the 3nd cumulant to<br /> T2 and the 4thcumulant to T3 at high temperature as for<br /> the other crystals [2, 6, 10].<br /> 4. Conclusions<br /> In this work a new analytical method for<br /> calculation and analysis of the high-order<br /> order anharmonic<br /> effective potentials and EXAFS cumulants for the<br /> Nickel crystal as functions of the Morse interaction<br /> potential parameters has been derived quantum<br /> statistically by perturbation theory. The obtained<br /> quantities satisfy all their fundamental properties in<br /> temperature dependence.<br /> The advantage of this procedure in comparison to<br /> the anharmonic correlated Einstein model is that this<br /> makes it possible to derive high-order<br /> order anharmonic<br /> <br /> 106<br /> <br /> 2. E. A. Stern, P. Livins and Zhe Zhang, Thermal<br /> vibration and melting from a local perspective<br /> perspective, Phys.<br /> Rev. B43, 1991, 8850 – 8860;<br /> 3. I. V. Pirog, T. I. Nedoseikina, I. A. Zarubin and A.<br /> T. Shuvaev, Anharmonic pair potential study in face<br /> facecentred-cubic structure metals, J. Phys.: Condens.<br /> Matter14, 2002, 1825 – 1832;<br /> 28. G. Bunker, Application of the ratio method of<br /> EXAFS analysis to disordered systems,<br /> systems,Nucl. instrum.<br /> Methods207, 1983, 437 – 444;<br /> 4. L. A. Girifalcoand V. G. Weizer, Application of<br /> the Morse Potential Function to Cubic Metals,<br /> Metals,Phys.<br /> Rev.114, 1959, 687 – 690;<br /> 5. N. V. Hung and J. J. Rehr, Anharmonic correlated<br /> Einstein-model Debye-Waller<br /> Waller factors,<br /> factors,Phys. Rev. B 56,<br /> 1997, 43 – 46;<br /> 6. N. V. Hung and P. Fornasini, Anharmonic effective<br /> potential,, effective local force constant and EXAFS<br /> ofhcp crystals: Theory and comparison to experiment,<br /> J. Phys. Soc. Jpn.76,, 084601, 2007;<br /> 7. R.P. Feynman, Statistical Mechanics: A set of<br /> lectures, Westview Press, Boulder, Colorado<br /> Colorado, 1998,<br /> pp. 66;<br /> 8. T. Yokoyama, Path-integral<br /> integral effective<br /> effective-potential method<br /> applied to extended x-ray-absorption<br /> absorption ne-structure<br /> cumulants, Phys. Rev. B 57, 1998, 3423 – 3432;<br /> 9. T. Yokoyama, K. Kobayashi, T. Ohta and A.<br /> Ugawa, Anharmonic interatomic potentials of<br /> diatomic and linear triatomic molecules studied by<br /> extended x-ray-absorption ne structure, Phys. Rev. B<br /> 53, 1996, 6111 - 6122.<br /> <br />
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